Tools for Management, Operations and Compliance

- Monitor and control trading limits.
- Check for trade limits compliance
- See Trade Summary, trades by customer, rep or ECN and more.

- Process block trade allocations quickly and accurately.
- Report trades when required, do allocations to accounts later.

- Production by rep identifies top performers.
- Run reports showing daily transactions.

- Monitor the Mark-up / Mark-down for Customer confirm disclosure
- Reports to see both PMP and P&L markups that exceed your specified limits.


- See trade history for any item you’ve ever traded.