Tools for Management, Operations and Compliance

• Monitor and control trading limits.
• Check for trade limits compliance
• See Trade Summary, trades by customer, rep or ECN and more.

• Process block trade allocations quickly and accurately.
• Report trades when required, do allocations to accounts later.

• Production by rep identifies top performers.
• Run reports showing daily transactions.

• Monitor the Mark-up / Mark-down for Customer confirm disclosure
• Reports to see both PMP and P&L markups that exceed your specified limits.

Monitor trades as they occur.

See all time stamps… order, approved and transmitted to back office.

• See trade history for any item you’ve ever traded.