Tools for Management, Operations and Compliance

Trading Mangement
  • Monitor and control trading limits.
  • Check for trade limits compliance
  • See Trade Summary, trades by customer, rep or ECN and more.
Block trade allocations
  • Process block trade allocations quickly and accurately.
  • Report trades when required, do allocations to accounts later.
Daily Reports
  • Production by rep identifies top performers.
  • Run reports showing daily transactions.
Prevailing Market Price
  • Monitor the Mark-up / Mark-down for Customer confirm disclosure
  • Reports to see both PMP and P&L markups that exceed your specified limits.
Live Blotter
  • Monitor trades as they occur.
  • See all time stamps… order, approved and transmitted to back office.
  • Trade History
    • See trade history for any item you’ve ever traded.